The following constitutes the opinion, decision and order of the Court.

By motion dated July 22, 2005, defendant seeks an order of the court to vacate his plea and sentence previously imposed upon the ground that it was not knowingly, voluntarily and intelligently made because he was not informed of the direct consequences of his plea. Specifically, defendant contends that he was not advised that there would be a mandatory period of post-release parole supervision included as part of his sentence.

In response, the People have filed an affirmation in opposition, dated September 12, 2005, whereby they assert that defendant's motion should be denied in its entirety arguing that his claim is mandatorily procedurally barred pursuant to CPL § 440.10(2)( c ). Moreover, the People assert that the rule annunciated in People v. Catu, 4 NY3d 242, 792 NYS2d 887 (2005) is not subject to retroactive application on CPL § 440 review. Furthermore, the People contend that defendant's sentence was authorized, legal and otherwise valid under the law and therefore his claim is not cognizable under CPL § 440.20 because the sentence was not illegal or unauthorized.

For the reasons stated herein, defendant's motion is denied.

On August 14, 2001, an indictment was filed with the court charging defendant with Robbery in the First Degree (P.L. § 160.15([3]). On or about September 17, 2002, defendant pled guilty to the charge and was sentenced to five years incarceration and a period of two and a half years of post-release parole supervision. At the time of his plea, defendant waived his right to appeal.^[FN1] No appeal was taken by defendant.

Pursuant to Penal Law Section 70.45(1), each determinate sentence also includes, as a part thereof, an additional period of post-release supervision. Thus, pursuant to Penal Law Section 70.45(2)(f), a mandatory period of not less than two and a half years and not more than five years applies as part of defendant's sentence pursuant to his guilty plea to a class B violent felony offense.

Defendant now moves to have his judgment and sentence vacated asserting he was not advised of the period of post-release parole supervision that was a mandatory part of his sentence pursuant to statute, a direct consequence of his plea.

Initially, this Court finds that defendant's claim is procedurally barred and no hearing is warranted. See CPL § CPL 440.10(2)( c ). The Court must deny a motion to vacate a judgment when a defendant, although having filed an appeal, did not have appellate review or determination upon the issues because of defendant's unjustifiable failure to raise these grounds. See CPL 440.10(2)( c ).^[FN2] Since defendant did not raise these issues on appeal, and this Court views these as on the record claims, defendant's motion is also procedurally barred upon this ground. Here, defendant initially filed an appeal and then withdrew it. Defendant's claims are on the record claims, which should properly have been raised upon an appeal and thus, are mandatorily barred.^[FN3] In any event, as the People argue, the new rule enunciated [*3]in Catu, that post-release parole supervision is indeed a direct consequence of a plea that a defendant must be informed of since it is part of the sentence, does not apply retroactively to defendant's case in this Court's view.

In People v. Mitchell, 80 NY2d 519, 591 NYS2d 990 (1992), the Court reiterated three factors to consider when determining if a new rule has retroactive effect. These three factors are: "(1) the purpose to be served by the new rule, (2) the extent of reliance on the old rule, and (3) the effect on the administration of justice of retroactive application." Mitchell, supra , citing People v Pepper, 53 NY2d 213; 440 NYS2d 889 (1981). Since no question of Federal constitutional principles are involved here, the question of retroactivity is one of State law. Id.; see also People v. Martello, 93 NY2d 645; 695 NYS2d 525 (1999). See Martello, supra at 652.The law set forth in Catu does not address guilt or innocence since it is clear that the rule applies to defendants who have already entered a guilty plea. Thus, the purpose of this new rule is unrelated to the fact-finding process and, in that respect, in no way affects the determination of guilt or innocence.

Under the second factor, the Court's have extensively relied upon the old law and have not generally advised a defendant of post-release parole supervision as part of the sentence since it had not been determined that this factor was a direct and not indirect consequence of a defendant's plea.

Finally, in light of the extent of the reliance by the Courts when taking plea allocutions upon the old rule where defendants again were generally not advised of post-release parole supervision, retroactive application of the rule would work a substantial hardship upon the administration of justice. A large number of cases currently pending in the trial and appellate court dockets would be affected by a retroactive application. See Martello, supra at 652; see also Affidavit of Robert Schlesinger, annexed as an Exhibit to the People's opposition.^[FN4] Furthermore, retroactive application would not have any beneficial effect upon the integrity of the truth-seeking process. Id. Thus, had there not been a mandatory procedural bar applicable here, only prospective application of the Catu rule is warranted in any event. [*4]

Moreover, the sentence imposed here is not illegal, unauthorized or invalid as a matter of law under CPL 440.20 and defendant's motion pursuant to this section must be denied.

Accordingly, defendant's motion is denied.

Dated: September 14, 2005

Kew Gardens, New York