People v Hall |
2015 NY Slip Op 01487 [125 AD3d 1095] |
February 19, 2015 |
Appellate Division, Third Department |
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. |
The People of the State of New York, Respondent, v Tyquan Hall, Appellant. |
Alexander W. Bloomstein, Hillsdale, for appellant.
Joseph Stanzione, District Attorney, Catskill (Danielle D. McIntosh of counsel), for respondent.
Lahtinen, J.P. Appeals (1) from a judgment of the County Court of Greene County (Lalor, J.), rendered February 23, 2010, convicting defendant upon his plea of guilty of the crime of burglary in the first degree, and (2) by permission, from an order of said court (Pulver Jr., J.), entered June 28, 2013, which denied defendant's motion pursuant to CPL 440.10 to vacate the judgment of conviction, without a hearing.
The underlying facts are set forth in our decision in an earlier appeal by one of the
several individuals who allegedly acted together with defendant in committing various
crimes during the course of entering a home in the Town of Catskill, Greene County (People v Dixon, 93 AD3d
894 [2012]). Defendant and codefendant Melvin Lett Jr.—who was the only
one of the four not wearing a mask—were charged together in a 26-count
indictment, and two other individuals—Duane Dixon and Timothy Hall
Jr.—were also indicted for the same crimes. Lett pleaded guilty to burglary in the
first degree (count one of the indictment) as part of a plea deal in which he, among other
things, agreed not to testify on behalf of a codefendant should any of the other three go to
trial. Shortly thereafter, Dixon, Timothy Hall and then defendant accepted similar plea
bargains, with each pleading guilty to one count of burglary in the first degree and
agreeing not to testify on behalf of any codefendant. Defendant's motion to withdraw his
plea was denied, and County Court (Lalor, J.) sentenced him in accordance with the plea
agreement to 8
Defendant argues that the first four counts of the indictment—charging burglary in the first degree and three counts of robbery in the first degree—were jurisdictionally defective, and that County Court (Lalor, J.) erred in denying his motion to dismiss those counts and in granting the People's motion to amend. We are unpersuaded. "While a defendant's guilty plea does not waive jurisdictional defects in an indictment, an indictment is jurisdictionally defective only if the acts alleged to have been performed by the defendant do not constitute an actual crime" (People v Brown, 75 AD3d 655, 656 [2010] [citations omitted]). The first four counts incorporated by reference the applicable specific statutory provisions, which generally is " 'sufficient to apprise . . . defendant of the charge[s] and, therefore, render[ ] the count[s] jurisdictionally valid' " (People v Cane, 123 AD3d 1301, 1302 [2014], quoting People v Moon, 119 AD3d 1293, 1294 [2014], lv denied 24 NY3d 1004 [2014]; cf. People v Boula, 106 AD3d 1371, 1372 [2013], lv denied 21 NY3d 1040 [2013] [holding that such specific statutory reference "may be negated . . . by the inclusion of conduct that does not constitute the crime charged"]). In addition, the People promptly moved to amend the indictment to add the specific weapons used to the originally recited list of firearms from the statute (see Penal Law §§ 140.30 [4]; 160.15 [4]) and to also add that each of the first four counts was an armed felony offense (see CPL 200.50 [7] [b]; see also People v Giordano, 274 AD2d 748, 749 [2000]; People v Coleman, 235 AD2d 928, 929 [1997], lv denied 89 NY2d 1033 [1997]). This amendment to the indictment did not change the theory of the case or prejudice defendant and, accordingly, it was not error to allow the amendment (see People v Giordano, 274 AD2d at 749; see also CPL 200.70 [1]; People v Cruz, 61 AD3d 1111, 1112 [2009]; People v Latour, 11 AD3d 819, 820 [2004], lv denied 4 NY3d 800 [2005]).
Next, defendant contends that his plea was not voluntarily made and that it was error to deny his motion to withdraw his plea. These contentions rest upon the same provision of the plea bargain as was unsuccessfully challenged by his codefendant in People v Dixon (93 AD3d at 895-896). Defendant pleaded guilty at the same time and under the same conditions as Dixon. He has not pointed to any facts in the record up to the time that he accepted the plea that would distinguish his case and require a different result as to these issues than the one reached in People v Dixon (supra). His further argument that his sentence was harsh and excessive is precluded by his valid waiver of appeal (see id. at 896; People v Richardson, 83 AD3d 1290, 1292 [2011], lv denied 17 NY3d 821 [2011]). The judgment of conviction must thus be affirmed.
Finally, we turn to defendant's assertion that his CPL article 440 motion should not have been denied without a hearing. In his motion, defendant urged that the provision of the plea agreement precluding a codefendant from testifying—primarily as pertained to Lett testifying on behalf of defendant—violated his rights to due process and a fair trial. Initially, we reiterate that "we do not encourage the type of plea agreements fashioned by the People here" (People v Dixon, 93 AD3d at 896). "[D]ue process may be violated when the prosecution's conduct deprives a defendant of exculpatory testimony" (People v Sharpe, 70 AD3d 1184, 1186 [2010], lv denied 14 NY3d 892 [2010]), and such conduct could, depending on the circumstances, [*3]include conditioning "the plea of a codefendant upon his [or her] promise not to testify at [the] defendant's trial and to threaten to increase the codefendant's sentence should he [or she] violate that condition" (People v Whitfield, 115 AD3d 1181, 1182 [2014], lv denied 23 NY3d 1044 [2014]; see People v Turner, 45 AD2d 749, 749-750 [1974]). Nonetheless, reversal is not required when "the proposed [excluded] evidence is not shown to be exculpatory" (People v Sharpe, 70 AD3d at 1186), such as when the codefendant's allocution acknowledged the veracity of a prior statement implicating the defendant (see People v Scanlon, 231 AD2d 852, 853 [1996]), the codefendant has given materially contradictory or inconsistent statements regarding the defendant's actions (see People v Sharpe, 70 AD3d at 1186) or it is otherwise established that the codefendant's testimony would not be exculpatory (see People v Davis, 39 AD3d 873, 874 [2007], lv denied 9 NY3d 842 [2007]; People v Warren, 27 AD3d 496, 497-498 [2006], lv denied 7 NY3d 796 [2006]). In the context of challenging such a plea in a CPL article 440 motion where a codefendant has not already made statements indicating the defendant's involvement, we have noted that obtaining an exculpatory statement from the codefendant or being rebuffed in an attempt to do so because of the terms of the plea might give rise to an issue as to whether the terms of the plea deprived the defendant of due process or a fair trial (see People v Dixon, 93 AD3d at 896 n 2).
Here, neither Lett's allocution nor any statement attributed to him (or the other
codefendants) implicated defendant in the crimes and, in fact, at sentencing Lett made a
rather ambiguous statement regarding the other participants: "I pled guilty, all right, but
that don't mean lock up everybody you think is guilty. I pled guilty because I'm guilty,
but I know who was with me that night, you understand, and I will save that for the
future." This statement, which was cryptic and could have been raised on direct appeal,
was insufficient alone to support defendant's challenge to the plea agreement. However,
in his CPL article 440 motion, defendant included two affidavits from Lett. In the first
affidavit, Lett explained in some detail how defendant's cell phone (apparently a key
piece of evidence) ended up at the crime scene in that they had been together earlier in
the day and defendant accidentally left it in Lett's vehicle. Significantly, in the second
affidavit, Lett stated that he would not provide further details because he believed that,
under his plea agreement, his sentence of 8
Egan Jr., Lynch and Devine, JJ., concur. Ordered that the judgment is affirmed. Ordered that the order is reversed, on the law, and matter remitted to the County Court of Greene County for further proceedings not inconsistent with this Court's decision.