Albunio v City of New York |
2012 NY Slip Op 51037(U) [35 Misc 3d 1238(A)] |
Decided on June 6, 2012 |
Supreme Court, New York County |
Shulman, J. |
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. |
This opinion is uncorrected and will not be published in the printed Official Reports. |
Captain Lori Albunio
and Lieutenant Thomas Connors, Plaintiff,
against The City of New York, THE NEW YORK CITY POLICE DEPARTMENT, INSPECTOR JAMES HALL, INDIVIDUALLY AND AS AN EMPLOYEE, FREDERICK PATRICK, INDIVIDUALLY AND AS AN EMPLOYEE, Defendants. |
In a post-verdict motion, Mary D. Dorman, Esq. ("Dorman"), former counsel for plaintiffs, former NYPD Captain Lori Albunio ("Albunio"), and former NYPD Lieutenant Thomas Connors ("Connors")(collectively "plaintiffs"), seeks attorney's fees pursuant to N.Y.C. Adm. Code § 8-502(f)[FN1] for representing plaintiffs in appeals before the Appellate Division, First Department and the New York State Court of Appeals, as well as for preparing the within [*2]motion. Dorman also seeks an award of costs and disbursements pursuant to CPLR §§ 8101, 8102 and 8301.
This motion was submitted without opposition on February 9, 2012. On or about February 29, 2012 (approximately three weeks later), defendants' counsel served and filed an untimely opposing affirmation, offering no explanation for the delay or the failure to properly request an adjournment. In reply, Dorman urges this court to reject defendants' late opposition. This court agrees that defendants' failure to proffer an excuse for their late filing warrants rejection. See Bush v Hayward, 156 AD2d 899, 900 (3d Dept 1989)("[w]ithout a valid excuse, plaintiff's late papers could not properly be considered [citations omitted]"), app den 75 NY2d 709 (1990); Risucci v Zeal Mgt. Corp., 258 AD2d 512 (2d Dept 1999).
In Jordan v. Bates Advertising Holdings, Inc., 11 Misc 3d 764, 816 NYS2d 310 (Sup Ct, NY 2006), the court relies on McGrath v. Toys "R" Us, Inc., 3 NY3d 421 (2004) for the following factors gleaned from Hensley v. Eckerhart, 461 US 424, 430, n.3 (1983), to guide a court in making an attorney's fees award:
1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the skill
requisite to perform the legal service properly; (4) the preclusion of employment by the attorney
due to acceptance of the case; (5) the customary fee; (6) whether the fee is fixed or contingent;
(7) time limitations imposed by the client or the circumstances; (8) the amount involved and the
results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the
"undesirability" of the case; (11) the nature and length of the professional relationship with the
client; and (12) awards in similar cases.
The Hensley court further enunciated the principle that " plaintiffs may be
considered prevailing parties' for attorney's fees purposes if they succeed on any significant issue
in litigation which achieves some of the benefit the parties sought in bringing suit.' . . .
This is a generous formulation that brings the plaintiff[s] only across the statutory
threshold. It remains for the . . . court to determine what is reasonable'". 461 U.S. at 433.
Even if defendants' opposition were being considered, their arguments can be quickly addressed and disposed of. First, defendants summarily assert that nothing in N.Y.C. Adm. Code §8-502(f) mandates the payment of fees for appellate work. However, this court finds nothing in the statute precluding an award of fees on appeal. Permitting plaintiffs to recover as the prevailing parties on multiple appeals defending the jury verdicts in their favor is consistent with the HRL's purpose of making prevailing parties as whole as possible and deterring others from engaging in reprehensible discriminatory conduct. McIntyre v Manhattan Ford, Lincoln-Mercury, Inc., 176 Misc 2d 325, 327, 672 NYS2d 230, 231 (Sup Ct, NY 1997). Notably, in the companion action Sorrenti v City of New York, et al., NY County Index No. 126981/02 ("Sorrenti"), defendants did not oppose that plaintiff's application for fees related to the appeal to the Appellate Division, First Department and court records reflect that judgment was entered accordingly in the amount of $81,165.00.[FN2] [*3]
Moreover, "the attorney's fee provision in the New York City Human Rights Law is similar to the fee provisions in the federal civil rights statutes" and as such, federal case law is often cited in interpreting the HRL's provisions. McGrath v. Toys "R" Us, Inc., 3 NY3d 421, 426 (2004). Federal case law has construed the attorney's fees provisions of comparable federal civil rights laws as including appellate work and provides persuasive authority for an award of fees in connection with the appeals in this action. See, e.g., Vasquez v Fleming, 617 F2d 334, 336 (3d Cir. 1980); Davis v New York City Hous. Auth., 2002 WL 31748586 (SDNY).
Second, this court rejects defendants' self-serving conclusion that the approximately $300,000 in attorney's fees that Dorman has already recovered from defendant City of New York for representing plaintiffs in this action's pre-trial and trial phases is "beyond reasonable". An award of fees pursuant to N.Y.C. Adm. Code §8-502(f) is within this court's discretion where, as here, plaintiffs unquestionably prevailed on appeal and their counsel, a solo practitioner, put in hundreds of hours of work and incurred significant out of pocket expenses in connection with defendants' pursuit of their appellate remedies.
This court similarly rejects defendants' argument that Dorman's hourly rates of $450 per hour for the Appellate Division appeal and $475 per hour for the appeal to the Court of Appeals are unreasonable. Defendants argue that Dorman, a solo practitioner, has not established entitlement to an hourly rate greater than what she was previously awarded.[FN3] However, this court finds no authority for capping Dorman's hourly rate for appellate work at the level found to be reasonable in 2007 for pre-trial and trial work, particularly given Dorman's level of experience, the difficulty of the appeals in question and the fact that Dorman was unable to perform other work and earn income while expending significant amounts of time on these appeals.
Finally, this court rejects defendants' general claim that legal services performed by Dorman's co-counsel, Paul O'Dwyer, Esq. ("O'Dwyer"), who assisted her at the Court of Appeals level, were redundant, unnecessary and excessive. The need for assistance at the highest appellate level cannot seriously be disputed. Much was at stake at the Court of Appeals level - both plaintiffs faced the possibility of having their significant judgments reversed and Dorman faced the possibility of being paid nothing for years of work on this case. Victory for these plaintiffs was far from a "slam dunk", as evidenced by Justice Catterson's partial dissent at the Appellate Division level recommending reversal of the jury verdict awarded to plaintiff Albunio. Under these circumstances, any attorney would be ill-advised to undertake such a monumental task on his or her own.
Notwithstanding that this motion is being deemed unopposed, this court must nonetheless determine whether the fees sought are reasonable. "The fixation of legal fees is very troubling to a court for in analyzing the fees sought, it appears to demean a colleague and denigrate his/her services, competence and/or integrity." McIntyre v Manhattan Ford, Lincoln-Mercury, Inc., [*4]supra.
In determining a reasonable award, the court utilizes the "lodestar" method, calculating the amount to be awarded by multiplying the number of hours reasonably expended by a reasonable hourly rate. McGrath v. Toys "R" Us, Inc., 3 NY3d at 430. As set forth above, this court has found Dorman's hourly rates for appellate work to be reasonable. With respect to determining the hours reasonably expended, this court must consider the following:
(1) hours which reflect inefficiency or duplication of services should be discounted; (2) hours
that are excessive, unnecessary or which reflect "padding" should be disallowed; (3) legal work
should be differentiated from nonlegal work such as investigation, clerical work, the compilation
of facts and other types of work which can be accomplished by nonlawyers who command lesser
rates; (4) time spent in court should be differentiated from time expended for out-of-court
services; and (5) the hours claimed should be weighed against the court's own knowledge,
experience and expertise as to the time required to complete similar activities.
McIntyre v Manhattan Ford, Lincoln-Mercury, Inc., 176 Misc 2d at 328, 672
NYS2d at 232, citing Matter of Rahmey v Blum, 95 AD2d 294 (2d Dept 1983).
As documented in computerized billing records, receipts and invoices annexed to counsel's supporting affirmation, Dorman seeks a total of $261,777.25 in fees for herself, $36,820.00 in fees for O'Dwyer and $3,105.85 in disbursements, as follows:
1) $104,512.50 (232.25 hours multiplied by a billable rate of $450.00/hr.) for legal services rendered on behalf of Albunio and Connors for the Appellate Division appeal and disbursements of $1,034.79 (photocopying, postage, overnight delivery service and appellate printing costs);
2) $9,540.00 (21.2 hours multiplied by a billable rate of $450/hr.) and disbursements of $59.94 (overnight delivery service and binding) for opposing defendants' motion for leave to appeal to the Court of Appeals;
3) $138,913.75 (292.45 hours multiplied by a billable rate of $475.00/hr.) for legal services rendered on behalf of Albunio and Connors for the appeal to the Court of Appeals and disbursements of $1,913.70 (appellate printing costs, travel and hotel);
4) $36,820.00 (92.05 hours multiplied by a billable rate of $400/hr.) for O'Dwyer's services on behalf of Albunio and Connors for the appeal to the Court of Appeals; and
5) $8,811.00 (19.58 hours multiplied by a billable rate of $450.00/hr.) and disbursements of $97.42 (motion filing fee and overnight delivery service) for preparation of this fee application.
This court must "look at the big picture to see if the total time expended for each portion of
the case was reasonable (citation omitted)." McIntyre v Manhattan Ford, Lincoln-Mercury,
Inc., 176 Misc 2d at 329, 672 NYS2d at 232. After reviewing Dorman's billing records and
corroborating documentation for plaintiffs' costs on appeal, this court finds that fees should be
awarded as follows:
Appellate Division Appeal
[*5]
Dorman's supporting invoice for work pertaining to the Appellate Division appeal indicates that the bulk of work performed included opposing defendants' motion to enlarge their time to appeal and to consolidate, drafting a cross-motion to dismiss the appeal, preparing and/or reviewing the joint record on appeal, reviewing trial transcripts, conducting legal research, drafting the opposing brief, preparing for and attending oral argument. For the reasons set forth above, the hourly rate of $450 is reasonable for services rendered in connection with the appeal to the Appellate Division. Further, of the 232.25 hours claimed, this court concludes that 216.05 hours at the hourly rate of $450 and 9.2 hours at the hourly rate of $100 are reasonable, for a total fee award of $98,142.50.[FN4] Finally, the claimed disbursements of $1,034.79 are also reasonable.
This award is particularly reasonable when compared to the $81,165.00 in attorney's fees
recovered in the related Sorrenti case for this same appeal. Dorman's slightly larger award
reflects the fact that she represented two (2) plaintiffs whose cases had different factual nuances
and involved more complicated legal issues.
Motion for Leave to Appeal to the Court of Appeals
Dorman's request for fees and disbursements totaling $9,599.94 in connection with opposing
defendants' motion for leave to appeal to the Court of Appeals is granted as requested. For the
reasons stated above, Dorman's billable rate of $450 per hour is reasonable and this court finds
that 21.20 hours is a reasonable amount of time to expend on this endeavor. Finally, the
disbursements of $59.94 incurred (for binding and service of plaintiffs' opposition) are also
reasonable.
Appeal to Court of Appeals (Dorman and O'Dwyer)
Having previously found that Dorman's increased hourly rate of $475 for Court of Appeals work is reasonable, this court similarly finds given O'Dwyer's background and experience that $400 per hour is a reasonable rate for his services. The only question remaining is whether the hours expended were reasonable. This court does not doubt that all of the itemized services were performed and that counsel actually worked the claimed number of hours. It is also evident from Dorman's invoices that she and O'Dwyer made every attempt to "work[ ] in tandem but not in duplication." McIntyre v Manhattan Ford, Lincoln-Mercury, Inc., 176 Misc 2d at 332-333, 672 NYS2d at 234. Nonetheless, some duplication of efforts was inevitable. This court finds that O'Dwyer's 92.05 hours at the hourly rate of $400 were reasonable but finds that Dorman's hours should be reduced from 292.45 hours to 250 hours at the hourly rate of $475.
Accordingly, this court awards Dorman fees for services rendered in connection with the
appeal to the Court of Appeals in the total amount of $155,570 ($118,750 [250 hours x $475]
plus $36,820 [92.05 hours x $400]). Finally, the disbursements of $1,913.70 incurred in [*6]connection with the appeal to the Court of Appeals for appellate
printing, travel and hotel accommodations in Albany are granted as reasonably incurred.
Fee Application
At the outset, this court finds that Dorman is not entitled to fees at the hourly rate charged for
appellate work in connection with this fee application. The legal services delineated in the
supporting invoice include not only time records for the preparation of this application but also
for recalculating interest on each plaintiff's judgment and entry thereof post-appeal. This court
previously set fees for pre-trial and trial related services in this action at $400 per hour and finds
that the same rate should apply to this non-appellate work is nowhere near as difficult as the
appellate work. Additionally, the number of hours for preparing this fee application are not
reasonable taking into consideration that this is Dorman's second fee application in this action.
This court finds that a reasonable award for post-appeal fees is $4,480.00 (11.2 hours [7 hours
for the fee application plus 4.2 hours for judgment entry and recalculation] multiplied by a
billable rate of $400.00/hr.) plus $45 for disbursements (motion filing fee). This court disallows
the claimed disbursements for sending each plaintiff's proceeds check by overnight delivery, as
this is essentially an overhead cost.
Conclusion
For all of the foregoing reasons, Dorman is entitled to recover a total of $270,785.93, representing fees of $267,732.50 and $3,053.43 in disbursements, as follows:
1) $98,142.50 (216.05 hours multiplied by a billable rate of $450.00/hr. plus 9.2 hours multiplied by a billable rate of $100.00/hr.) for legal services Dorman rendered on behalf of Albunio and Connors for the Appellate Division appeal and disbursements of $1,034.79, for a total of $99,177.29;
2) $9,540.00 (21.2 hours multiplied by a billable rate of $450.00/hr.) and disbursements of $59.94 for opposing defendants' motion for leave to appeal to the Court of Appeals, for a total of $9,599.94;
3) $118,750.00 (250 hours multiplied by a billable rate of $475.00/hr.) for legal services Dorman rendered on behalf of Albunio and Connors for the appeal to the Court of Appeals and disbursements of $1,913.70, for a total of $120,663.70;
4) $36,820.00 (92.05 hours multiplied by a billable rate of $400/hr.) for Paul O'Dwyer, Esq.'s services on behalf of Albunio and Connors for the appeal to the Court of Appeals; and
5) $4,480.00 (11.2 hours multiplied by a billable rate of $400.00/hr.) and disbursements of $45.00 for preparation of this fee application, for a total of $4,525.00; and it is hereby
ORDERED that Dorman shall prepare and submit a judgment directly to the Judgment Clerk in accordance with this decision and order; and it is further
ORDERED that the Clerk is directed to enter judgment accordingly.
This constitutes this court's decision and order. Courtesy copies of same have been provided
to counsel for Dorman and defendants.
Dated:New York, New York
[*7]
June 6, 2012
___________________________
HON. MARTIN SHULMAN, J.S.C.