People v Hargobind |
2012 NY Slip Op 50450(U) [34 Misc 3d 1237(A)] |
Decided on February 29, 2012 |
Criminal Court Of The City Of New York, Kings County |
Gerstein, J. |
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. |
As corrected in part through May 23, 2012; it will not be published in the printed Official Reports. |
The People of the State
of New York, Plaintiff,
against Andrei Hargobind, Defendant. |
The People have moved to introduce at trial the results of a portable
intoximeter breath test given to Defendant at the time and place of his arrest. Defendant opposes
the motion arguing that admission of the results would be improper because the test is unreliable.
Defendant has also moved for dismissal of VTL §§ 1128(A), 1163(A), 1180(B), and
1180(D) pursuant to CPL § 30.10. For the reasons set forth below, the People's
motion is granted to the limited extent that they are permitted to attempt to lay a foundation for
the introduction of the Intoximeter Alco-Sensor results at trial, and Defendant's motion is
DENIED.
The People contend that: (1) the Intoximeter results are relevant evidence of driving while
impaired, (2) the results are statutorily admissible, (3) the Intoximeter is on the conforming
products list of evidential breath measurement devices, which removes the need for expert
testimony, and (4) they will submit evidence to prove that the Intoximeter was working properly
at the time of the test. Defendant counters that: (1) the breath tests given prior to an arrest (as
opposed to chemical tests given post-arrest) are inadmissable to prove intoxication, and (2) the
Intoximeter is scientifically unreliable to determine blood alcohol content. The People's Reply
reiterates the reliability of the Intoximeter, and regarding Defendant's CPL § 30.10 claim,
notes that replacement of a misdemeanor complaint by an information which adds new charges is
[*2]proper any time before the entry of a guilty plea or
commencement of trial.
Many courts, as well as Defendant here, rely upon People v. Thomas, for the
proposition that breath tests are inadmissible to prove intoxication. In Thomas, the court
found the results inadmissable because, having been offered to prove intoxication, the People had
not laid a proper foundation demonstrating the reliability of the test. Thomas,
supra, at 671. ("The record is completely barren of scientific evidence which would
establish the reliability of the test."). Thus the court did not categorically rule out the admission
of field breath tests.
Since the Thomas decision in 1986, field breath test devices have been deemed
scientifically reliable by the New York State Department of Health. Evidence to establish the
reliability of breath analysis instruments may be demonstrated by its inclusion on the Conforming
Products List of Evidential Breath Alcohol Measurement Devices, and resulting approval by the
Commissioner of Health for use in New York, obviating the need for expert testimony. See People v. Lent, 29 Misc 3d 14,
16—17, 908 N.Y.S.2d 804 (App. Term, 2d Dept. 2010)("The scientific accuracy of breath
analysis instruments approved by the New York State Department of Health is no longer open to
question."); People v. Hampe, 181 AD2d 238, 240, 585 N.Y.S.2d 861; see also People v. Boscic, 15 NY3d
494, 499, 912 N.Y.S.2d 556, 938 N.E.2d 989 (2010)(noting that the Department of Health
"has been charged by the Legislature to evaluate and approve specific models of breath-alcohol
testing machines"); 10 NYCRR 59.4(b).
The Intoximeter in our case is now on the Conforming Products List of Evidential Breath
Alcohol Measurement Devices; thus expert testimony as to its general reliability is not needed.
The Intoximeter Alco-Sensor FST has been on the list approved by New York's Commissioner of
Health for use in New York since at least May 2007. See 10 NYCRR 59.4(b) (as
amended May 2, 2007). The device has been on the federal Conforming Products List of
Evidential Breath Alcohol Measurement Devices since July 14, 2004. See 69 Fed. Reg.
42237-01, 2004 WL 1561138 (F.R.) (July 14, 2007).
The New York Vehicle and Traffic Law does not specifically prohibit the admission of field
breath tests nor does it mandate their admission. Field breath tests are permitted pursuant to VTL
§ 1194(1)(b), stating that "[i]f such test indicates that such operator has consumed alcohol,
the police officer may request such operator to submit to a chemical test." The Commentaries for
[*3]VTL § 1194(1)(b) note that:
The Practice Commentaries to VTL § 1194 regarding the admissibility of results of
screening tests in evidence notes that "[w]hile the cases differ, it would appear that the majority
and better view is that the breath or alco-sensor test results should not be admissible in
evidence." See The Commentaries continue, observing that "although an alco-sensor test is not admissible as
evidence of intoxication, breath screening devices have won acceptance as being sufficiently
reliable to establish probable cause for an arrest and may be used by the police to establish a
basis to request a chemical test." The People rely on People v.
Jones, 33 Misc 3d 181, 927 N.Y.S.2d 586 (Crim. Ct., NY Co. 2011), which held that an
otherwise reliable breath test is not rendered inadmissible because it is capable of being moved.
In Jones, the court concluded that a portable breath test ("PBT") utilizing the Intoximeter
Alco-sensor FST, the same device utilized in our case, is reliable and, having analyzed the breath
and chemical alcohol test regulations, that the PBT at issue could also be used as a chemical test.
As in Jones, this Court holds that the portability of the Intoximeter device does not
automatically render its results inadmissible.
This Court, as a trial court, does not lightly disregard appellate precedent, such as
Thomas, supra, as cited above. However, much of that precedent pre-dates the
inclusion of the Intoximeter on the approved list of the Commissioner of Health. Moreover, none
of the cases decided subsequently that deny admission of Intoximeter results appear to consider
the Commissioner's inclusion of the Intoximeter on the approved list, but they rather rely on
earlier cases that predate the device's inclusion as approved by the Commissioner.[FN1] Therefore, in being persuaded by
the rationale of Jones, this Court does not purport to overrule any of the Appellate
precedent cited by the People, but rather to apply the law to changed circumstances — to
wit, the Commissioner's subsequent inclusion of the Intoximeter as an approved device.
In Jones, the court ruled orally after argument on a motion in limine, but did not
issue its written opinion until conclusion of a jury trial. Thus, prior to issuing its written opinion,
the Jones court had the benefit of the People's evidentiary foundation, upon which it
relied for its opinion. Here, we do not have that benefit. Instead, the People have affirmed they
have evidence that will satisfy each of the foundational elements at trial. In these circumstances,
the People's [*4]affirmation will not suffice to satisfy the
foundational requirements; however, the People will have an opportunity to establish an adequate
evidentiary foundation at trial for the admission into evidence of the results of the test.
Thus to establish the reliability of the results of the particular Intoximeter administered to
Defendant, the People will have to show at least the following: that the device had been tested,
producing a reference standard, within a reasonable period prior to Defendant's test; that the
device had been properly calibrated; that the device was properly functioning on the day the test
was administered; that the test was administered properly, including that the device was purged
prior to the test, by a properly qualified administrator; and that Defendant was observed for at
least 15 minutes prior to the test to ensure that Defendant had not "ingested alcoholic beverages
or other fluids, regurgitated, vomited, eaten, or smoked, or have anything in his/her mouth."
See Boscic, supra; People v. Mertz, 68 NY2d 136, 148, 506 N.Y.S.2d
290, 497 N.E.2d 657 (1986), Jones, supra; 10 NYCRR 59.4 and 59.5.[FN2]
And, of course, any foundational evidence proffered by the People will be subject to voir dire
and cross-examination by Defendant.[FN3]
Based on the People's motion, there appear to be several obstacles complicating the
establishment of a foundation. Difficulties inherent to establishing a foundation for a field test
exist that do not exist for tests conducted at the Intoxicated Driver Testing Unit because of the
lack of a controlled facility, including, but not limited to: observation of Defendant for 15
minutes,[FN4] evidence of
pre- and post-sample purge of the device, and an opportunity to refuse the breath test.
Additionally, while there is no strict six-month rule regarding device calibration, see
Boscic, supra, the post-test calibration in this case occurred more than a year after the
Defendant's test was administered, and more than one year elapsed between the pre- and
post-[*5]breath test calibrations.[FN5] The test given at the time and scene of arrest,
while presumably reliable as a breath test, does not necessarily follow the procedures and
practices articulated in VTL § 1194(2), and the Court expresses no opinion at this time as to
whether the People can lay a sufficient foundation to allow the Intoximeter results into evidence.
Indeed, as noted in Reed and Santana, the VTL statutory scheme supports the
notion that the field breath test's purpose is "intended to differentiate between preliminary tests
done at the scene of the crime and those conducted back at the station house. The obvious
rationale for this distinction is that the conditions surrounding a field test do not give the same
assurance of reliability and accuracy as those in a controlled environment." Reed,
supra, *7. Prior to the November 2, 2011 revision, the Department of Health rules had
"recognize[ed] the distinction between preliminary screening tests and chemical tests." Prior to
revision, 10 NYCRR 59.5(a) provided that a breath sample shall be collected within two hours of
the time of arrest "or within two hours of a positive breath alcohol screening test."[FN6]
Moreover, as Santana articulates, the procedures associated with the application of,
and right to refuse, the chemical test in VTL § 1194(2) offer a specific set of procedures
designed to protect the defendant and ensure reliability of test results. The chemical tests that are
typically introduced as evidence are conducted at a precinct rather than at the place of arrest, the
warnings as to the consequences of refusal, the calibration of the chemical breathalyser machine,
and the actual test (or refusal) are videotaped. Santana, supra, at *2; VTL §
1194(2). In our case, by contrast, the People have not set forth any indication that the test at issue
was videotaped. While lack of video would not necessarily prevent the test results from coming
into evidence, it would appear to affect at least the weight afforded any such evidence by the trier
of fact, and the lack of a video recording could be considered in the Court's determination as to
whether a proper foundation has been laid, for example, if there were to be vague, imprecise or
conflicting testimony as to the circumstances under which the test had been given.
Jones also discussed the VTL statutory scheme, specifically VTL §§ 1194
and 1195, concluding that PBTs are not "rendered inadmissible by virtue of VTL § 1194."
Jones, supra, *3. As noted in Jones, VTL § 1195(1) states that "the
court shall admit evidence of the amount of alcohol or drugs in the defendant's blood as shown
by a test administered pursuant to" VTL § 1194, which lays out the circumstances under
which blood alcohol testing is authorized. See Santana, supra; Jones,
supra. As discussed above, those circumstances and the distinction between field testing
(VTL § 1194(1)(b)) and chemical tests administered at a precinct (VTL §1194 (2)),
articulate procedures that significantly impact the rights of defendants regarding refusal, and the
operation and maintenance of chemical breathalyser tests.[FN7]
Accordingly, the People's motion is granted only to the extent that they may attempt to lay a
proper foundation for admission of the portable Intoximeter field test, with the ultimate [*6]decision on admissibility reserved.
The incident, here, is alleged to have occurred on March 28, 2009, and Defendant was
arraigned and charged with VTL §§ 1192(1), 1192(3), 1180(A), and 1212, two of
which are infractions, on the same day. Thus, the action was commenced within the one-year
statute of limitations. Furthermore, the People are permitted to superceded a misdemeanor
complaint.
Additionally, prior to entry of a guilty plea or commencement of trial the People can add any
charge based upon facts alleged in a new information, irrespective of whether the new charge is
based upon facts alleged in the original filing. See CPL § 100.50. ("If at any time
before entry of a plea of guilty to or commencement of a trial of an information . . . is filed with
the same local criminal court charging the defendant with an offense charged in the first
instrument, the first such instrument is, with respect to such offense, superseded by the second
and . . . the count of the first instrument charging such offense must be dismissed by the court.").
The Defendant has not pled guilty nor has a trial on these charges commenced, and there are
no apparent defects in the Superceding Information filed by the People. Therefore, the People
have timely filed all of the charges against Defendant, and the Defendant's motion is dismissed.
The reliability of the intoximeter device having been presumptively established by its
inclusion on the Conforming Products List of Evidential Breath Alcohol Measurement Devices,
the People will have an opportunity to establish an adequate evidentiary foundation for the
admission into evidence of the Intoximeter results. The ultimate decision on admissibility will
follow at trial. Defendant's motion to dismiss the Complaint pursuant to CPL § 30.10 is
DENIED.
Brooklyn, New York
_________________________
MICHAEL GERSTEIN, J.C.C.
This breath test, sometimes called a screening test, involves a portable machine
which is used by the police on the road to determine whether there is alcohol present in the
motorist being tested. This screening or breath test machine is used as a pass/fail test and is
basically reliable for the determination of some presence of alcohol in a person's blood but
not the actual percentage or concentration. (Emphasis added.)
New York CPL § 170.65(2) states that:
An information which replaces a misdemeanor complaint need not charge the same
offense or offenses, but at least one count thereof must charge the commission by the defendant
of an offense based upon conduct which was the subject of the misdemeanor complaint. In
addition, the information may, subject to the rules of joinder, charge any other offense which the
factual allegations thereof or of any supporting depositions accompanying it are legally sufficient
to support, even though such offense is not based upon conduct which was the subject of the
misdemeanor complaint.
This constitutes the decision and order of the Court.
Footnote 1:Similarly, while the leading
treatise states unequivocally that the results of the Intoximeter test are inadmissible for lack of
reliability and proper foundation, every case cited for that proposition antedates the inclusion of
the Intoximeter on the Commissioner's list of approved devices.
Footnote 2:10 NYCRR 59.5 states:
The following breath analysis techniques and methods ... shall be used by operators
performing breath analysis for evidentiary purposes:
(b) The subject shall be observed for
at least 15 minutes prior to the collection of the breath sample, during which period the subject
must not have ingested alcoholic beverages or other fluids, regurgitated, vomited, eaten, or
smoked, or have placed anything in his/her mouth;
(c) A system purge shall precede both
the testing of each subject and the analysis of the reference standard.
(d) The result of an analysis of a reference standard with an
alcoholic content greater than or equal to 0.08 percent must agree with the reference standard
value within the limits of plus or minus 0.01 percent weight per volume, or such limits as set by
the commissioner. An analysis of the reference standard shall precede or follow the analysis of
the breath of the subject in accordance with the test sequence established by the training agency.
Readings for the reference standard, a blank and the subject's breath, shall be recorded.
Footnote 3:In this regard, the Court notes
that much of the Defendant's opposition goes to whether the People can lay a proper foundation.
(See Def. Affirmation ¶¶ 14-15.)
Footnote 4:The NYPD Patrol Guide, at
208-40, specifies a 20-minute pre-test period of observation.
Footnote 5:We also note that the two
calibrations used different consistencies for the "standard vapor," to wit, 100% +/- 2% on
November 18, 2008, and .085% +/- 2% on April 9, 2010.
Footnote 6:The latest version has removed
the two-hour time limit within which a breath sample must be collected.
Footnote 7:The Court has no occasion to
consider whether evidence of refusal of an Intoximeter test at the scene could be introduced into
evidence, and expresses no opinion whatsoever as to that question.